交易协议2篇交易协议 指定交易协议书 甲方：___________（股民姓名） 乙方：__________证券有限公司________营业部 甲、乙双方根据下面是小编为大家整理的交易协议2篇,供大家参考。
篇一：交易协议
交易协议书甲方：___________（股民姓名）
乙方：__________证券有限公司________营业部
甲、乙双方根据《上海证券交易所全面指定交易制度试行办法》及有关规定，经过自愿协商，就指定交易的有关事项达成协议如下：
一、经甲、乙双方协商后同意，甲方选择乙方作为指定交易地点，指定交易的股票账户号码为：_______________；乙方经审核同意接受甲方指定交易的申请，指定交易的席位号码为：_____________。
二、甲、乙双方指定交易的范围，以在上海证券交易所上市交易的记名证券品种为限。
三、本协议书签订当日，乙方应为甲方完成指定交易账户的申报指定。如因故延迟，乙方应告之甲方，并最迟于本协议签订之日起下一个交易日完成该指定交易账户的申报指定。
四、在指定交易期间，甲方的交易均通过乙方办理，其证券账户内的记名证券亦同时在乙方处托管。甲方保证按规定履行清算交割义务；乙方保证甲方的权益不受侵犯。
五、在履行清算交割义务后，甲方有权撤销或变更指定交易地点，乙方保证及时为甲方办理撤销或变更指定交易地点的登记手续。
六、甲方在指定交易期间的证券买卖均需通过乙方代理，并有权享有乙方提供的交易查询、代领记名证券的红利、证券金额对账等服务。乙方提供其他服务项目的应与甲方另订协议。
七、甲方根据需要可申请撤销在乙方处的指定交易（甲方为履行交易交割等违约责任情况除外），乙方应在甲方申请的当日为其办理撤销指定交易申报。
八、甲方证券账户内的记名证券余额一经托管在乙方处，须遵守乙方有关严禁证券账户“卖空”的规定。
九、甲方证券账户一旦遗失，应先向乙方挂失，由乙方及时采取措施防止该账户再被他人使用。甲方持乙方挂失证明到上海证券中央登记结算公司及其代理机构申请补办账户，账户一经补办，甲方应持补办账户在乙方处办理证券余额的转户手续。
十、甲、乙双方在指定交易期间，应遵守国家有关法律法规以及上海证券交易所及其登记结算公司的各项业务规则。
十一、在指定交易期间，如发生违约纠纷而导致对方的损失，由责任方承担责任。
十二、甲、乙双方在履行本合同过程中发生争议，由双方协商解决；协商不成的，按本合同约定的下列方法之一进行解决：
1．由_________________仲裁委员会仲裁； 2．向_________________人民法院起诉。
十三、本协议一式两份，甲、乙双方各持一份。自双方签字之日起即时生效，均具有同等法律效力。
甲方：_________
乙方：________ 代表：_________
代表：________ 电话：_________
电话：________ 签约日期：______年_______月____日 签约地点：_______________________
篇二：交易协议
Y TRADING GROUP INC TRADING AGREEMENT AND APPLICATION RTY Group 交易協議書交易協議書交易協議書交易協議書
Phone Number: +001(347) 587-8533
Fax: +001(347) 587-8633
Email Address: info@Rtytrading.com Mailing Address: 2095 N Collins Blvd #200 Richardson, TX 75080 United States.
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TERMS AND CONDITIONS FOR THE SERVICES 交易條款和條件交易條款和條件交易條款和條件交易條款和條件
RTY Trading Group Inc (hereinafter called “RTY”) will offer services strictly under the following terms and conditions, which are non-negotiable and will be amended only with proper notice to counterparty (hereinafter called "Client") by RTY alone and under the provisions of Term 10 below.
RTY Trading Group以下簡稱以下簡稱以下簡稱“RTY ” 務務務務。。。。這些條款和條件是不可轉讓這些條款和條件是不可轉讓這些條款和條件是不可轉讓這些條款和條件是不可轉讓的的的的。。。。只有在妥善通知對方只有在妥善通知對方只有在妥善通知對方只有在妥善通知對方的情況下的情況下的情況下的情況下由由由由 RTY Group 按照以下第按照以下第按照以下第按照以下第 10101010 條規定進行修改 Client has read, understood and accepted all information on the RTY"s website www.rtytrading.com (hereinafter called "the main website") clearly and publicly stated, available to all Clients including the Legal Information. RTY reserves the right to register and operate other relevant websites for marketing and promotional purposes to specific countries which contain information and disclosures to clients and prospective clients in any language other the English language. Client accepts and understands that RTY"s official language is the English language and should always read and refer to the main website for all information and disclosures about RTY and its activities. By signing the following terms and conditions, Client enters into a legal and binding agreement with RTY. 客戶已閱讀理解並接受所有在 RTY Group的網站 www.rtytrading.com以下簡稱“主要網站” 的資料。這些資料都是明確和公開提供給所有客戶並且包括法律資訊。RTY Group 保留根據在特定國家的行銷和促銷需求而註冊不同於英語語言的網站的權利。客戶接受和理解RTY Group 的官方語言是英語和應始終閱讀和參考主要網站的所有披露有關 RTY Group 及其活動的資訊。簽署了以下條款和條件客戶與 RTY Group訂立有法律約束力的協議。
1. Provision of Services 服務範圍規定 1.1 The Investment Services to be provided by RTY to Client are the following:
RTY Group 提供客戶投資的服務如下
A. Execution of Orders in relation to transactions having as an object one or
more of the following financial instruments:
執行涉及以下金融商品交易的訂單
a) Contracts for Differences (CFD) on Spot FOREX, equities, precious metals, future contracts and any other trading tools.
外匯美國股票黃金白銀期貨等商品的差價合同。
b) RTY reserves the right to offer the Financial Instruments on any underlying security it considers appropriate. RTY"s main website will be the primary means of presenting the underlying security on which RTY 以下簡稱將嚴格按照以下條款和條件提供的服將嚴格按照以下條款和條件提供的服將嚴格按照以下條款和條件提供的服將嚴格按照以下條款和條件提供的服以下簡稱以下簡稱以下簡稱以下簡稱“條規定進行修改條規定進行修改條規定進行修改。。。。
“““客戶客戶客戶客戶” ” ” ” 服務範圍規定服務範圍規定服務範圍規定
Phone Number: +001(347) 587-8533
Fax: +001(347) 587-8633
Email Address: info@Rtytrading.com Mailing Address: 2095 N Collins Blvd #200 Richardson, TX 75080 United States.
2 will offer the Financial Instrument of CFD and the Contract Specification for all and each of them. RTY reserves the right to modify the main website at any time upon written notice given to the client on these modification s and Client agrees to continue to be bound by this agreement and the modified Contract Specifications.
RTY Group 有權利提供與證券或者投資商品有關的有升值潛力的衍生性金融投資產品。RTY Group 主要通過網站提供關於證券或者投資商品以及於它們有關的差價合同的所有資訊包括投資種類和特徵。RTY Group 有權在任何時候修改主要網站以及投資產品類型對這些修改以書面形式通知客戶而且同意並接受修改後的投資產品交易受本協定約束。
B. Foreign Exchange Service provided these are connected with the provision of Investment Services. 外匯交易服務屬於投資服務的範圍。
1.2 Client acknowledges that the Services do not include the provision of investment advice. Any investment information as may be announced by RTY to the Client does not constitute investment advice but aims merely to assist him in his investment decision making. No information provided by RTY shall be deemed as an assurance or guarantee on the expected results of any transaction. Client agrees and acknowledges that he is solely responsible for any investment strategy, transaction or investment, composition of any account and taxation consequences and he shall not rely, for this purpose on RTY. It is also understood and accepted that RTY shall bear absolutely no responsibility, regardless of the circumstances, for any such investment strategy, transaction, investment or information.
客戶理解投資建議不屬於 RTY Group 的服務範圍。RTY Group 提供給客戶的投資資訊並不是幫客戶作出投資決定的建議。RTY Group提供的任何資訊不保證任何投資結果。客戶同意並理解他本人對所有投資策略投資交易或者相關的稅務事宜全部負責RTY Group 不承擔任何責任。客戶理解並接受無論任何情況RTY Group對客戶的投資策略投資交易和資訊不負任何責任。
2. Assurances, Guarantees and Coverage 安全協議
Client states, affirms and guarantees that:
客戶聲明確認和保證
A) Whatever money handed over to RTY belongs exclusively to the Client, free of any lien, charge, pledge and any other encumbrance, being no direct or proceeds of any illegal act or omission or product of any criminal activity. 客戶轉入 RTY Group交易平臺的交易所資金屬於客戶本人不需要任何留安全協議安全協議安全協議
Phone Number: +001(347) 587-8533
Fax: +001(347) 587-8633
Email Address: info@Rtytrading.com Mailing Address: 2095 N Collins Blvd #200 Richardson, TX 75080 United States.
3 置權、抵押、質押和其他形式作為擔保。但這些資金不能屬於任何非法行為交易的直接或者間接性收益。
B) He acts for himself and not as a representative or a trustee of any third person, unless he has produced, to the satisfaction of RTY, a document and/or powers of attorney enabling him to act as representative or trustee of any third person. 除非有 RTY Group 認可的書面證明或者授權書客戶不能充當第三方代表或者委託人。
客戶只能代表自己本人。
Client agrees and understands that RTY reserves the right to refund/send back to the remitter(or beneficial owner) any amounts received under sections A) and B) of this paragraph, having sufficient proof that these amounts are direct or indirect proceeds of any illegal act or omission or product of any criminal activity and/or belong to a third party and the Client has not produced sufficient excuse for that, and consents that RTY may reserves any or all types of previous transactions performed by the Client in any of his trading accounts and terminate the agreement under paragraph 11.4. RTY reserves the right to take any legal action against the Client to cover itself upon such an event and claim any damages caused to RTY by the Client as a result of such event. 客戶同意和理解當有足夠證據證明款項是任何非法行為或不良行為或產品的直接或間接性收益和/或屬於第三方而客戶沒足夠的理由解釋RTY Group 保留權利退款/送回匯款人或客戶本人所收到的在 A和 B中任何款項。客戶同意RTY Group 可保留任何或所有客戶在交易帳戶裏執行的所有交易記錄並且根據條款 11.4終止本協議。RTY Group 有權採取任何法律行動解決以上事件並且要求客戶支付因這些事件造成 RTY Group的所有損失。
Client understands and accepts that all transaction in relation to trade in any of the Financial Instruments in paragraph 1.1, above, will be performed only through the Trading Platform provided by RTY and the Financial instruments are not transferable to other Trading Platform whatsoever. 客戶瞭解並接受所有交易的商品只能是交易平臺上所提供的商品詳見第 1.1段並且只能通過 RTY Group提供的交易平臺交易。
Client guarantees the authenticity and validity of any document handed over by the Client to RTY. 為了確保客戶的真實和有效性客戶必須交給 RTY Group 帶相片的身份證或其他有法律確認的相關檔。
3. Electronic Trading 電子交易電子交易電子交易電子交易
By signing this Agreement, Client is entitled to apply for access codes, within RTY"s electronic system, in order to be able to give orders for the purchase or sale of Financial Instruments with RTY, through a compatible personal computer of Client, connected to the internet. 通過簽署這個協定客戶有資格申請交易帳號。客戶只需通過相容的個人電腦的用戶端連接到互聯網在 RTY Group平臺的交易系統內進行商品交易買賣。
Phone Number: +001(347) 587-8533
Fax: +001(347) 587-8633
Email Address: info@Rtytrading.com Mailing Address: 2095 N Collins Blvd #200 Richardson, TX 75080 United States.
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Client acknowledges and understands that RTY reserves the right, at its discretion, to terminate Client"s access to RTY’s electronic systems or part of them in order to ensure the effective and efficient operation of its systems and protect the interests of all its Clients and its own. In such case, RTY may close any or all trading accounts of Client under paragraph 11.3. 客戶承認並且理解為了保證 RTY Group 系統的有效性和高效率的操作以及保護所有其他客戶的利益RTY Group 有權利終止客戶登陸部分或者全部電子系統。在這種情況下RTY Group可能根據條款 11.3關閉客戶任一或所有交易帳戶。
Client agrees and states that he will keep in a safe place the access codes and not reveal them to any other person. He will not proceed and avoid proceeding in any action that could probably allow the irregular or unauthorized access or use the Electronic System. Client will make all necessary efforts to keep his access codes secret and known only to him. Also, Client will be liable for all orders given through and under his access codes and any such orders received by RTY will be considered as received by Client. In case where a third person is assigned as an authorized representative to act on behalf of Client, Client will be responsible for all orders given through and under th...